-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAHeAzmqoEqMO20tE5vpoVqN5vj2bhv/OZfK6xyxJH0OuZFjzBMtO+HDbdjCT047 FZ2i1fYnyV+mUyob0N5qBw== 0001068238-08-000279.txt : 20080214 0001068238-08-000279.hdr.sgml : 20080214 20080213182800 ACCESSION NUMBER: 0001068238-08-000279 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080213 GROUP MEMBERS: BARRY EGGERS GROUP MEMBERS: CARL SHOWALTER GROUP MEMBERS: CHRISTOPHER J SCHAEPE GROUP MEMBERS: GILL COGAN GROUP MEMBERS: LIGHTSPEED VENTURE PARTNERS ENTREPRENEUR VI LP GROUP MEMBERS: LIGHTSPEED VENTURE PARTNERS ENTREPRENUER VI-A LP GROUP MEMBERS: LIGHTSPEED VENTURE PARTNERS VI CAYMAN LP GROUP MEMBERS: LIGHTSPEED VENTURE PARTNERS VI LP GROUP MEMBERS: LIGHTSPEED VENTURE PARTNERS VI-A LP GROUP MEMBERS: PETER NIEH GROUP MEMBERS: RAVI MHATRE GROUP MEMBERS: VENTURE INVESTORS GENERAL PARTNER LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Riverbed Technology, Inc. CENTRAL INDEX KEY: 0001357326 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 030448754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82443 FILM NUMBER: 08606941 BUSINESS ADDRESS: STREET 1: 199 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 247-8800 MAIL ADDRESS: STREET 1: 199 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lightspeed Venture Partners Entrepreneur VI LP CENTRAL INDEX KEY: 0001366019 IRS NUMBER: 943376199 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 riverbed_sch13g.htm

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

___________

 

SCHEDULE 13G/A

 

Information to be Included in Statements Filed Pursuant

to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to Rule 13d-2

 

(Amendment No. 1)*

 

Riverbed Technology, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

768573 10 7

(CUSIP Number)

 

December 31, 2007

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

o Rule 13d-1(c)

x Rule 13d-1(d)

 

 

_________________________

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 


CUSIP No. 768573 10 7

13G/A

Page 2 of 19 Pages

 

 

 

1.

NAMES OF REPORTING PERSONS

Lightspeed Venture Partners Entrepreneur VI, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited partnership

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

107,188 shares

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

107,188 shares

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

107,188 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.15%

12.

TYPE OF REPORTING PERSON (See Instructions)

PN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

2

 


CUSIP No. 768573 10 7

13G/A

Page 3 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Lightspeed Venture Partners Entrepreneur VI-A, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited partnership

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

14,121 shares

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

14,121 shares

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,121 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.02%*

12.

TYPE OF REPORTING PERSON (See Instructions)

PN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

3

 


CUSIP No. 768573 10 7

13G/A

Page 4 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Lightspeed Venture Partners VI Cayman, L.P.

 

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman limited partnership

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

275,969 shares

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

275,969 shares

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

275,969 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.39%*

12.

TYPE OF REPORTING PERSON (See Instructions)

PN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

4

 


CUSIP No. 768573 10 7

13G/A

Page 5 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Lightspeed Venture Partners VI, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited partnership

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

3,079,642 shares

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

3,079,642 shares

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,079,642 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

4.36%*

12.

TYPE OF REPORTING PERSON (See Instructions)

PN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

5

 


CUSIP No. 768573 10 7

13G/A

Page 6 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Lightspeed Venture Partners VI-A, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited partnership

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

23,080 shares

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

23,080 shares

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

23,080 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.03%*

12.

TYPE OF REPORTING PERSON (See Instructions)

PN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

6

 


CUSIP No. 768573 10 7

13G/A

Page 7 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Venture Investors General Partner L.L.C. Tax ID: 94-3368942

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited liability company

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

 

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P.

7.

SOLE DISPOSITIVE POWER

 

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,500,000 shares

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

4.95%*

12.

TYPE OF REPORTING PERSON (See Instructions)

CO

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

7

 


CUSIP No. 768573 10 7

13G/A

Page 8 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Christopher J. Schaepe

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

100,546 shares.

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Schaepe expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

100,546 shares.

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Schaepe expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,600,546 shares. Mr. Schaepe expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.09*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

8

 


CUSIP No. 768573 10 7

13G/A

Page 9 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Gill Cogan

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

64,021 shares.

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Cogan expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

64,021 shares.

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Cogan expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,564,021 shares. Mr. Cogan expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.04%*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

9

 


CUSIP No. 768573 10 7

13G/A

Page 10 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Barry Eggers

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

102,279 shares.

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Eggers expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

102,279 shares.

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Eggers expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,602,279 shares. Mr. Eggers expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.09%*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

10

 


CUSIP No. 768573 10 7

13G/A

Page 11 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Ravi Mhatre

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

100,609 shares.

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Mhatre expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

100,609 shares.

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Mhatre expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,600,609 shares. Mr. Mhatre expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.09%*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

11

 


CUSIP No. 768573 10 7

13G/A

Page 12 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Peter Nieh

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

118,150 shares.

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Nieh expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

118,150 shares.

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Nieh expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,618,150 shares. Mr. Nieh expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.12%*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

12

 


CUSIP No. 768573 10 7

13G/A

Page 13 of 19 Pages

 

 

1.

NAMES OF REPORTING PERSONS

Carl Showalter

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a) o

(b) x

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

5.

SOLE VOTING POWER

13,107 shares

6.

SHARED VOTING POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Showalter expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

7.

SOLE DISPOSITIVE POWER

13,107 shares

8.

SHARED DISPOSITIVE POWER

3,500,000 shares, including 107,188 shares directly held by Lightspeed Venture Partners Entrepreneur VI, L.P., 14,121 shares directly held by Lightspeed Venture Partners Entrepreneur VI-A, L.P., 275,969 shares directly held by Lightspeed Venture Partners VI Cayman, L.P., 3,079,642 shares directly held by Lightspeed Venture Partners VI, L.P. and 23,080 shares directly held by Lightspeed Venture Partners VI-A, L.P. Mr. Showalter expressly disclaims beneficial ownership of the above-listed shares except to the extent of his pecuniary interest therein.

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,513,107 shares. Mr. Showalter expressly disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES



o

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

4.97%*

12.

TYPE OF REPORTING PERSON (See Instructions)

IN

 

* Calculated based on 70,706,908 shares of Riverbed Technology, Inc. common stock outstanding as of October 23, 2007, as reported in its quarterly report on Form 10-Q for the quarter ended September 30, 2007.

 

13

 


CUSIP No. 768573 10 7

13G/A

Page 14 of 19 Pages

 

 

Item 1(a).

 

Name of Issuer:

Riverbed Technology, Inc.

 

Item 1(b).

 

 

Address of Issuer’s Principal Executive Offices:

 

501 Second Street

San Francisco, CA

 

 

Item 2(a).

 

 

Names of Persons Filing:

(i) Lightspeed Venture Partners Entrepreneur VI, L.P., Lightspeed Venture Partners Entrepreneur VI-A, L.P., Lightspeed Venture Partners VI Cayman, L.P., Lightspeed Venture Partners VI, L.P., Lightspeed Venture Partners VI-A, L.P. (together, the “Lightspeed Entities”), (ii) Venture Investors General Partner L.L.C. and (iii) Christopher J. Schaepe, Gill Cogan, Barry Eggers, Ravi Mhatre, Peter Nieh and Carl Showalter

The general partner of each of the Lightspeed Entities is Venture Investors General Partner L.L.C. (the “General Partner”). Christopher J. Schaepe, Gill Cogan, Barry Eggers, Ravi Mhatre, Peter Nieh and Carl Showalter are the members of the General Partner (collectively, the "Members").

 

 

Item 2(b).

 

 

Address of Principal Business Office or, if None, Residence:

The address of the principal business office of each of the reporting persons is 2200 Sand Hill Road, Menlo Park, CA 94025.

 

Item 2(c).

 

 

Citizenship:

Each of the Lightspeed Entities except for Lightspeed Venture Partners VI Cayman, L.P. is a Delaware limited partnership. Lightspeed Venture Partners VI Cayman, L.P. is a Cayman limited partnership. The General Partner is a Delaware limited liability company. Each of the Members is a United States citizen.

 

Item 2(d).

 

 

Title of Class of Securities:

Common Stock

 

Item 2(e).

 

 

CUSIP Number:

768573 10 7

 

Item 3.

 

 

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o    Broker or dealer registered under section 15 of the Act (15 U.S.C.78o).

(b)

o    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

o    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

o    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)

o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

 

 

14

 


CUSIP No. 768573 10 7

13G/A

Page 15 of 19 Pages

 

 

 

(f)

o    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

(g)

o    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).

(h)

o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

(i)

o    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

(j)

o Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

Item 4.

Ownership.

 

(a) Amount Beneficially Owned

As of December 31, 2007, Lightspeed Venture Partners Entrepreneur VI, L.P. held 107,188 shares, Lightspeed Venture Partners Entrepreneur VI-A, L.P. held 14,121 shares, Lightspeed Venture Partners VI Cayman, L.P. held 275,969 shares, Lightspeed Venture Partners VI, L.P. held 3,079,642 shares, and Lightspeed Venture Partners VI-A, L.P. held 23,080 shares. By virtue of the affiliate relationship among the Lightspeed Entities, each entity may be deemed to beneficially own all of the shares held in the aggregate by the Lightspeed Entities. Hence, each Lightspeed Entity may be deemed to beneficially own 3,500,000 shares. Each Lightspeed Entity expressly disclaims beneficial ownership of any shares of Riverbed Technology, Inc., except any shares held directly by such entity.

As the general partner of the Lightspeed Entities, Venture Investors General Partner L.L.C. (the “General Partner”) shares voting and dispositive power over, and may be deemed to beneficially own, all of the shares held in the aggregate by the Lightspeed Entities.

As of December 31, 2007, Christopher J. Schaepe held 100,546 shares, Gill Cogan held 64,021 shares, Barry Eggers held 102,279 shares, Ravi Mhatre held 100,609 shares, Peter Nieh held 118,150 shares and Carl Showalter held 13,107 shares. As the members of the General Partner, each of Christopher J. Schaepe, Gill Cogan, Barry Eggers, Ravi Mhatre, Peter Nieh and Carl Showalter (together, the “Members”) exercises shared voting and investment power over the shares held by the Lightspeed Entities and therefore may be deemed to beneficially own such shares. Each Member expressly disclaims beneficial ownership of the shares held by the Lightspeed Entities except to the extent of his pecuniary interest therein.

 

(b) Percent of Class

Lightspeed Venture Partners Entrepreneur VI, L.P.: 0.15%

Lightspeed Venture Partners Entrepreneur VI-A, L.P.: 0.02%

Lightspeed Venture Partners VI Cayman, L.P.: 0.39%

Lightspeed Venture Partners VI, L.P.: 4.36%

Lightspeed Venture Partners VI-A, L.P.: 0.03%

Venture Investors General Partner L.L.C.: 4.95%

Christopher J. Schaepe: 5.09%

Gill Cogan: 5.04%

Barry Eggers: 5.09%

Ravi Mhatre: 5.09%

Peter Nieh: 5.12%

Carl Showalter: 4.97%

 

 

 

15

 




CUSIP No. 768573 10 7

13G/A

Page 16 of 19 Pages

 

 

 

 

 

(c) (i) Number of shares which the reporting person has sole power to vote or direct the vote:

Christopher J. Schaepe: 100,546 shares

Gill Cogan: 64,021 shares

Barry Eggers: 102,279 shares

Ravi Mhatre: 100,609 shares

Peter Nieh: 118,150 shares

Carl Showalter: 13,107 shares

Each other reporting person: 0 shares

 

(ii) Number of shares which the reporting person has shared power to vote or direct the vote:

Lightspeed Venture Partners Entrepreneur VI, L.P.: 107,188 shares

Lightspeed Venture Partners Entrepreneur VI-A, L.P.: 14,121 shares

Lightspeed Venture Partners VI Cayman, L.P.: 275,969 shares

Lightspeed Venture Partners VI, L.P.: 3,079,642 shares

Lightspeed Venture Partners VI-A, L.P.: 23,080 shares

Venture Investors General Partner L.L.C.: 3,500,000 shares

Christopher J. Schaepe: 3,500,000 shares

Gill Cogan: 3,500,000 shares

Barry Eggers: 3,500,000 shares

Ravi Mhatre: 3,500,000 shares

Peter Nieh: 3,500,000 shares

Carl Showalter: 3,500,000 shares

 

(iii) Number of shares which the reporting person has sole power to dispose or direct the disposition of:

Christopher J. Schaepe: 100,546 shares

Gill Cogan: 64,021 shares

Barry Eggers: 102,279 shares

Ravi Mhatre: 100,609 shares

Peter Nieh: 118,150 shares

Carl Showalter: 13,107 shares

Each other reporting person: 0 shares

 

(iv) Number of shares which the reporting person has shared power to dispose or direct the disposition of:

Lightspeed Venture Partners Entrepreneur VI, L.P.: 107,188 shares

Lightspeed Venture Partners Entrepreneur VI-A, L.P.: 14,121 shares

Lightspeed Venture Partners VI Cayman, L.P.: 275,969 shares


16

 


CUSIP No. 768573 10 7

13G/A

Page 17 of 19 Pages

 



 

Lightspeed Venture Partners VI, L.P.: 3,079,642 shares

Lightspeed Venture Partners VI-A, L.P.: 23,080 shares

Venture Investors General Partner L.L.C.: 3,500,000 shares

Christopher J. Schaepe: 3,500,000 shares

Gill Cogan: 3,500,000 shares

Barry Eggers: 3,500,000 shares

Ravi Mhatre: 3,500,000 shares

Peter Nieh: 3,500,000 shares

Carl Showalter: 3,500,000 shares

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: x

 

Carl Showalter, Lightspeed Venture Partners Entrepreneur VI, L.P., Lightspeed Venture Partners Entrepreneur VI-A, L.P., Lightspeed Venture Partners VI Cayman, L.P., Lightspeed Venture Partners VI, L.P., Lightspeed Venture Partners VI-A, L.P., and Venture Investors General Partner L.L.C. have each ceased to be the beneficial owner of more than five percent of the Riverbed Technology, Inc. common stock.

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

Item 10.

Certification.

 

Not applicable.

 

17

 


CUSIP No. 768573 10 7

13G/A

Page 18 of 19 Pages

 

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. I hereby agree that this statement shall be filed jointly on behalf of each of the undersigned pursuant to the Joint Filing Agreement attached hereto as Exhibit 1.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS ENTREPRENEUR VI, L.P.

 

 

/s/ Christopher J. Schaepe
Christopher J. Schaepe, Member,
Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS ENTREPRENEUR VI-A, L.P.

 

 

/s/ Christopher J. Schaepe
Christopher J. Schaepe, Member,
Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI CAYMAN, L.P.

 

 

/s/ Christopher J. Schaepe
Christopher J. Schaepe, Member,
Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI, L.P.

 

 

/s/ Christopher J. Schaepe
Christopher J. Schaepe, Member,
Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI-A, L.P.

 

 

/s/ Christopher J. Schaepe
Christopher J. Schaepe, Member,
Venture Investors General Partner L.L.C.

 

 

 

18

 


CUSIP No. 768573 10 7

13G/A

Page 19 of 19 Pages

 

 

 

February 12, 2008

VENTURE INVESTORS GENERAL PARTNER L.L.C.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

February 12, 2008

/s/ Christopher J. Schaepe

Christopher J. Schaepe

 

 

February 12, 2008

/s/ Gill Cogan

 

Gill Cogan

 

 

February 12, 2008

/s/ Barry Eggers

 

Barry Eggers

 

 

February 12, 2008

/s/ Ravi Mahtre

Ravi Mhatre

 

 

February 12, 2008

/s/ Peter Nieh

Peter Nieh

 

 

February 12, 2008

/s/ Carl Showalter

Carl Showalter

 

19

 


EX-99.1 2 exh99-1.htm JOINT FILING AGREEMENT

 

EXHIBIT 1

 

JOINT FILING AGREEMENT

 

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree to file a joint statement containing the information required by Schedule 13G, including any amendments thereto, with respect to the beneficial ownership by each of the undersigned of shares of Common Stock of Riverbed Technology, Inc.

 

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS ENTREPRENEUR VI, L.P.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS ENTREPRENEUR VI-A, L.P.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI CAYMAN, L.P.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI, L.P.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

February 12, 2008

LIGHTSPEED VENTURE PARTNERS VI-A, L.P.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 
 

1

 


 

 
 

February 12, 2008

VENTURE INVESTORS GENERAL PARTNER L.L.C.

 

 

/s/ Christopher J. Schaepe

Christopher J. Schaepe, Member,

Venture Investors General Partner L.L.C.

 

 

 

February 12, 2008

/s/ Christopher J. Schaepe

Christopher J. Schaepe

 

 

February 12, 2008

/s/ Gill Cogan

 

Gill Cogan

 

 

February 12, 2008

/s/ Barry Eggers

 

Barry Eggers

 

 

February 12, 2008

/s/ Ravi Mahtre

Ravi Mhatre

 

 

February 12, 2008

/s/ Peter Nieh

Peter Nieh

 

 

February 12, 2008

/s/ Carl Showalter

Carl Showalter

 

 

2

 


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